IRA Rollover Program

Castleberry Financial Services Group, LLC

IRA Rollover Program

Castleberry Financial Services Group, LLC affords you the opportunity to invest your IRA, 401k or any qualified account in our fixed-income alternatives program.

Partnering with Mainstar Trust as custodian, we have made arrangements to be responsible for any fees incurred to you, our client.

  1. Click “Investors/Account Application” from the Menu Bar.
  2. Fill out the application.
  3. In Section 2 under “YOUR ACCOUNT TYPE” please select “OTHER.”
  4. In the “Describe Other Entity” text field, enter “IRA TRANSFER” (for IRA to IRA Transfers) or “IRA ROLLOVER” (for 401k or other Qualified Plans), whichever is applicable.
  5. To print and sign the form, select “CLICK HERE TO PRINT FORM FOR MAIL-IN OR HAND DELIVERY.”
  6. FAX the application to CASTLEBERRY FINANCIAL SERVICES GROUP, LLC at 561.469.1767 once it is completed and signed.
  7. Contact your current IRA CUSTODIAN and ask them the following:
    • WITH your decision to either partially or fully LIQUIDATE YOUR ACCOUNT for your contemplated investment with CASTLEBERRY FINANCIAL SERVICES GROUP, LLC
    • FOR their FAX NUMBER to RECEIVE MAINSTAR TRUST’S TRANSFER REQUEST
    • FOR their ADDRESS should they require a MAILED TRANSFER REQUEST
    • CONFIRM whether they require YOUR SIGNATURE GUARANTEED by a LOCAL BANK
    • CONFIRM whether they will WIRE the LIQUIDATED FUNDS to MAINSTAR TRUST OR SEND A CHECK
  8. Click on the MAINSTAR TRUST logo on this page.
  9. Your Castleberry Financial Services representative will prefill the following documents for your signature, which are located for your review under “FORMS” on the MAINSTARTRUST.COM home page:
    • IRA (Traditional, Roth or Inherited) Application and Agreement (Simplifier Form)
    • Purchase Authorization
    • Transfer/Direct Rollover Request
Should you have any questions, please feel free to contact us at 877.640.9393

 

By clicking the Mainstar Trust logo below, you are leaving the CastleberryFinancialServices.com website and are entering the Mainstartrust.com website. Castleberry Financial Services Group, LLC is not affiliated with Mainstar Trust.

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