Account Application

IMPORTANT INFORMATION FOR OPENING YOUR ACCOUNT

To help the government fight the funding of terrorism and money laundering activities, Federal law requires financial institutions to obtain, verify, and record information that identifies each person who opens an account.

What this means for you: When you open an account, we will ask for your name, address, date of birth, social security number and other information or documents that will allow us to identify you. This information will be subject to verification.

By signing and submitting this application, you give the CFSG Alternative Investment Fund (the "Funds") and its agents permission to collect information about you from third parties, including information available in public and private databases such as consumer reports from credit reporting agencies, which will be used to help verify your identity.

If you do not provide the information, we may not be able to open your account. If we open your account but are unable to verify your identity, we reserve the right to take such other steps as we deem reasonable, including closing your account and redeeming your investment at the net asset value next calculated after the Funds decide to close your account. Please see the Funds' Statement of Additional Information for further information.

Your First Name:
Your Middle Initial:
Your Last Name:
Your Email:

1. YOUR INITIAL INVESTMENT

Select a fund. The minimum initial investment is $100,000.00.
CFSG Alternative Investment Fund I

CFSG Alternative Investment Fund II

CFSG Silver Alternative Investment Fund

CFSG Gold Alternative Investment Fund

CFSG Platinum Alternative Investment Fund

CFSG Premium Alternative Investment Fund

CFSG Supermax Alternative Investment Fund

Choose the Payment Method:

I have enclosed a check in the amount of: (Make check payable to "Castleberry Financial Services Group, LLC.")

My wire will be in the amount of: (Call 877.640.9393 for wire instructions.)

All investments must be made by check or wire. All checks must be payable in U.S. dollars and drawn on U.S. financial institutions. The Funds do not accept purchases made by credit card, check, starter check, cash or cash equivalents (for instance, you may not pay by money order, cashier's check for $10,000.00 or less, bank draft or traveler's check).


2. YOUR ACCOUNT TYPE

Please input the Social Security Number or Tax Identification Number under which the account will be reported to the IRS:
Social Security NumberTax ID Number

Enter SSN or TIN for Tax Reporting: (Use Minor's SSN if UTMA/UGMA selected below.)

Please select only one account type below:

Uniform Transfer/Gift to Minor (UTMA/UGMA)

State of Residence of Minor:



Tenants by Entirety
Community Property

Corporation, LLC, or Partnership (select one below):
S Corporation (certified articles of incorporation required) (default option)
C Corporation (certified articles of incorporation required)
Partnership (partnership agreement required)

Other (Please include additional documentation to verify entity.)
Describe Other Entity:

3. YOUR ACCOUNT INFORMATION

Full Name of Shareholder, Custodian, Primary Joint Owner, Trust, Partnership, Corporation or Other Party:
Date of Birth or Date of Trust:
Social Security Number of Custodian (if UTMA/UGMA selected above):
Full Name of Joint Owner, Minor, Trustee, Partner or Officer of Corporation, if applicable:
Date of Birth of Joint Owner, Minor, Partner or Trustee, if applicable:
Social Security Number of Joint Owner, Partner or Trustee, if applicable:
Full Name of Joint Owner, Trustee, Partner or Officer of Corporation, if applicable:
Date of Birth of Joint Owner, Trustee, or Partner, if applicable:
Social Security Number of Joint Owner or Trustee, if applicable:
If needed, please attach a separate list for additional investors, trustees, authorized traders, and general partners of a partnership, including full name, social security number, home street address, and date of birth.

4. YOUR MAILING/RESIDENCY ADDRESS

Street Address and Apartment Number:
City:
State:
Zip:
Daytime Telephone Number:
Evening Telephone Number:

Please provide your mailing address
(if different from your physical street address):
Mailing Address:
City:
State:
Zip:

5. TELEPHONE AUTHORIZATION

Unless telephone exchanges and/or redemptions are declined below, I/we hereby authorize and direct the Transfer Agent to accept and act upon telephone instructions for exchanges and/or redemptions involving an account with a corresponding registration. I/We also agree that neither the Funds nor the Transfer Agent will be liable for any loss, cost or expense for acting upon any telephone instructions if it follows reasonable procedures in order to verify that telephone requests are genuine.
I/We DO NOT authorize telephone exchanges.
I/We DO NOT authorize telephone redemptions.

6. DEALER INFORMATION (For Broker/Dealer use only)

Dealer Firm Name:
Dealer Firm Number:
Financial Advisor Name:
Financial Advisor Number:
Financial Advisor's Telephone Number:
Branch Number:

7. INTEREST DISTRIBUTION PAYMENT OPTIONS

Full Reinvestment: Reinvest all interest distributions when paid.
Cash: Pay all interest distributions in cash.
Send cash payments by check mailed to the address of record.
Send cash payments by Electronic Funds Transfer.

Please note that if none of the boxes are checked, investors are assigned the Full Reinvestment option.


8. BANK ACCOUNT INFORMATION (Optional)

Check type of account (please attach a voided check):
Name of Bank:
ABA Routing Number:
Account Number:
Bank Address:
City:
State:
Zip:
Registration on Bank Account:
Bank Account Owner's Address (if different from address in Section 4):
City:
State:
Zip:

9. DUPLICATE MAILING ADDRESS (Optional)

Only complete if you would like duplicate copies of your statements and transaction confirmations mailed to another party.

Full Name:
Additional Street Address and Apartment Number:
City:
State:
Zip:

10. SIGNATURE AND TAX CERTIFICATIONS

I am of legal age in the state of my residence and wish to invest in the Fund(s) as described in Section 1. By executing this Account Application, the undersigned represents and warrants that I have full right, power, and authority to make this investment and the undersigned is duly authorized to sign this Account Application and to invest an executed agreement in the Fund(s) on behalf of the investor.

Please note that your property may be transferred to the state of your last known address if no activity occurs in your account within the time period specified by that state's law.

Under penalties of perjury, I certify that (1) the number shown on this form is my correct social security/taxpayer identification number (or I am waiting for a number to be issued to me), (2) that I have not been notified by the Internal Revenue Service ("IRS") that I am subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the IRS that I am subject to backup withholding for failure to report all dividends and interest income; or (c) the IRS has notified me that I am no longer subject to backup withholding, and (3) I am a U.S. person (either a U.S. citizen or resident alien).

The IRS does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.

By my legal electronic signature below, I certify, on my own behalf or on behalf of the investor I am authorized to represent, that:

  1. The investor is not involved in any money laundering schemes and the source of this investment is not derived from any unlawful activity; and
  2. I have received and read the Fund's Alternative Investment Agreement and agree to the terms and conditions therein; and
  3. The information provided by the investor within this application is true and correct and any documents provided herewith are genuine.
Electronic Signature:
Please type in your first name, middle initial, last name.

I understand that checking this box constitutes a legal signature confirming that I acknowledge and agree to the above Terms of Acceptance.

Title or Capacity (if applicable):
Date (mm/dd/yyyy):
Joint Tenant/Trustee/Partner Signature:
Title or Capacity (if applicable):
Date (mm/dd/yyyy):

11. MAILING INSTRUCTIONS AND CONTACT INFORMATION

Regular Mail to:
CASTLEBERRY FINANCIAL SERVICES GROUP, LLC
12794 Forest Hill Blvd., Suite 10
Wellington, Florida 33414

If you have any questions, please call 877.640.9393